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Bem, D. J. (1996). Ganzfeld phenomena. In G. Stein (Ed.), Encyclopedia
of the paranormal (pp. 291-296). Buffalo, NY: Prometheus Books.
Daryl J. Bem
Cornell University
The ganzfeld procedure is a mild sensory isolation technique that was first
introduced into experimental psychology during the 1930s and subsequently
adapted by parapsychologists to test for the existence of psi--anomalous
processes of information or energy transfer such as telepathy or other forms of
extrasensory perception that are currently unexplained in terms of known
physical or biological mechanisms. Parapsychologists developed the ganzfeld
procedure, in part, because they had become dissatisfied the card-guessing
methods for testing ESP pioneered by J. B. Rhine at Duke University in the
1930s. In particular, they believed that the repetitive forced-choice procedure
in which a participant repeatedly attempts to select the correct "target" symbol
from a set of fixed-alternatives failed to capture the circumstances that
characterize reported instances of psi in everyday life.
Historically, psi has often been associated with meditation, hypnosis,
dreaming, and other naturally occurring or deliberately induced altered states
of consciousness. For example, the view that psi phenomena can occur during
meditation is expressed in most classical texts on meditative techniques; the
belief that hypnosis is a psi-conducive state dates all the way back to the days
of early mesmerism; and cross-cultural surveys indicate that most reported
"real-life" psi experiences are mediated through dreams .
There is now experimental evidence consistent with these anecdotal
observations. For example, several laboratory investigators have reported that
meditation facilitates psi performance (Honorton, 1977) . An analysis of 25
experiments on hypnosis and psi conducted between 1945 and 1981 in 10 different
laboratories suggests that hypnotic induction may also facilitate psi
performance (Schechter, 1984) . And dream-mediated psi was reported in a series
of studies conducted at Maimonides Medical Center in New York and published
between 1966 and 1972 (Ullman, Krippner, & Vaughan, 1989). Ganzfeld
experiments are the direct successors to the dream studies.
The dream studies tested for the existence of telepathy, the transfer of
information from one person to another without the mediation of any known
channel of sensory communication. Two participants, a "receiver" and a "sender,"
spent the night in a sleep laboratory. The receiver's brainwaves and eye
movements were monitored as he or she slept in an isolated room. When the
receiver entered a dream state--signaled by the onset of rapid eye movements
(REM)--the experimenter pressed a buzzer that signaled the sender to begin a
sending period. The sender would then concentrate on a randomly chosen picture
(the "target") with the goal of influencing the content of the receiver's
dream.
Toward the end of the REM period, the receiver was awakened and asked to
describe any dream just experienced. This procedure was repeated throughout the
night with the same target. A transcription of the receiver's dream reports was
given to individuals not involved in the experimental sessions who served as
outside raters. These raters rated the similarity of the night's dreams to
several pictures without knowing which of these had served as the target. In
some studies, these ratings were also obtained from the receivers themselves.
Across several variations of the procedure, dreams were judged to be
significantly more similar to the target pictures than to the control pictures
in the judging sets.
Collectively, the results of the meditation, hypnosis, and dream studies
suggested the hypothesis that psi information may function like a weak signal
that is normally masked by the sensory "noise" of everyday life. The diverse
altered states of consciousness that appear to enhance an individual's ability
to detect psi information may do so simply because they reduce interfering
sensory input. It was this hypothesis that prompted the use of the ganzfeld
procedure.
Like the procedure used in the dream studies, the ganzfeld procedure has most
often been used to test for telepathic communication between a sender and a
receiver. The receiver rests in a reclining chair in a soundproof chamber.
Translucent ping pong ball halves are taped over the eyes and headphones are
placed over the ears. A red floodlight is directed toward the receiver's eyes
and white noise is played through the headphones. (White noise is a random
mixture of sound frequencies similar to the hiss made by a radio tuned between
stations.) This homogeneous visual and auditory environment is called the
Ganzfeld, a German word meaning "total field." To quiet "noise"
produced by internal bodily tension, the receiver is also led through a set of
relaxation exercises at the beginning of the ganzfeld period.
While the receiver is in the ganzfeld, a sender sits in a separate soundproof
room and concentrates on the "target," a randomly selected picture or videotaped
sequence. For about 30 minutes, the receiver thinks aloud, providing a
continuous report of all the thoughts, feelings, and images that pass through
his or her mind. At the end of the ganzfeld period, the receiver is presented
with several stimuli (usually four) and, without knowing which one was the
target, is asked to rate the degree to which each matches the thoughts and
images experienced during the ganzfeld period. If the receiver assigns the
highest rating to the target, it is scored as a "hit." Thus, if the experiment
uses judging sets containing four stimuli (the target and three control
stimuli), the hit rate expected by chance is one out of four, or 25 percent.
Alternatively, the similarity ratings can be made by outside raters using
transcripts of the receiver's imagery, as was done in the Maimonides dream
studies.
In 1985 and 1986, the Journal of Parapsychology devoted two
entire issues to a critical examination of the ganzfeld studies, featuring a
debate between Ray Hyman, a cognitive psychologist and a knowledgeable,
skeptical critic of parapsychological research, and the late Charles Honorton, a
prominent parapsychologist and major ganzfeld researcher. At that time, there
had been 42 reported ganzfeld studies conducted by investigators in 10
laboratories.
Across these studies, receivers achieved an average hit rate of about 35
percent. This might seem like a small margin of success over the 25 percent hit
rate expected by chance, but a person with this margin of advantage in a
gambling casino would get rich very quickly. Statistically this result is highly
significant: The odds against getting a 35 percent hit rate across that many
studies by chance are greater than a billion to one. Additional analyses
demonstrated that this overall result could not have resulted simply from the
selective reporting of positive results and nonreporting of negative results.
The Autoganzfeld Studies
If the most frequent criticism of parapsychology is that it has not produced
a repeatable psi effect, the second most frequent criticism is that many, if not
most, psi experiments have inadequate controls and safeguards. A frequent charge
is that positive results emerge primarily from initial, poorly controlled
studies and then vanish as better controls and safeguards are introduced.
The most potentially fatal flaws in a psi study are those that would allow a
receiver to obtain the target information in normal sensory fashion, either
inadvertently or through deliberate cheating. This is called the problem of
sensory leakage. In their debate, critic Hyman and parapsychologist Honorton
agreed that the studies that had good safeguards against sensory leakage
obtained results that were just as strong as studies that had less good
safeguards.
But because Hyman and Honorton disagreed on other aspects of the studies,
they issued a joint communiqué in 1986, in which they agreed that the final
verdict awaited the outcome of future experiments conducted by a broader range
of investigators and according to more stringent standards. They then spelled
out in detail the more stringent methodological and statistical standards they
believed should govern all future ganzfeld experiments.
Between 1983 and 1989, Honorton and his colleagues conducted a new series of
more rigorous ganzfeld experiments, experiments that complied with the
Hyman-Honorton guidelines. These are called autoganzfeld studies because a
computer controls the experimental procedures, including the random selection
and presentation of the targets and the recording of the receiver's ratings. The
targets consisted of 80 still pictures (static targets) and 80 short video
segments complete with soundtracks (dynamic targets), all recorded on
videocassette. The static targets included art prints, photographs, and magazine
advertisements; the dynamic targets included excerpts of approximately one
minute duration from motion pictures, TV shows, and cartoons.
The automated ganzfeld procedure was critically examined by several dozen
parapsychologists and behavioral researchers from other fields, including
well-known critics of parapsychology. In addition, two "mentalists," magicians
who specialize in the simulation of psi, examined the experiment to ensure that
it was not vulnerable to inadvertent sensory leakage or to deliberate cheating
on the part of the participants.
Altogether, 100 men and 140 women participated as receivers in 354 sessions
across 11 separate experiments during Honorton's autoganzfeld research program.
The experiments confirmed the results of the earlier studies, obtaining
virtually the same hit rate: about 35 percent. It was also found that hits were
significantly more likely to occur on dynamic targets than on static targets.
These studies were published by Honorton and his colleagues in the Journal
of Parapsychology in 1990, and the complete history of ganzfeld research
was summarized by Bem and Honorton in the January 1994 issue of the
Psychological Bulletin of the American Psychological Association
(Bem & Honorton, 1994; Honorton et al., 1990).
Why Does the Ganzfeld Procedure Work?
In attempting to understand psi, parapsychologists have typically begun with
the working assumption that, whatever its underlying mechanisms, it should
behave like other, more familiar psychological phenomena. In particular, they
typically assume that target information behaves like an external sensory
stimulus that is received, processed, and experienced in familiar
information-processing ways. Similarly, individual psi performances should vary
with other variables in psychologically sensible ways. These assumptions are
embodied in the theory of psi that motivated the ganzfeld studies in the first
place.
As noted earlier, the ganzfeld procedure was designed to test the hypothesis
that psi-mediated information acts like a weak signal that is normally masked by
external sensory and internal bodily "noise." Accordingly, any technique that
raises the signal-to-noise ratio should enhance a person's ability to detect
psi-mediated information. This noise-reduction model of psi organizes a large
and diverse body of experimental results, particularly those demonstrating the
psi-conducive properties of altered states of consciousness such as meditation,
hypnosis, dreaming, and, of course, the ganzfeld itself (Rao & Palmer,
1987).
Alternative theories propose that the ganzfeld and other altered states may
be psi-conducive because they lower the receiver's resistance to detecting alien
imagery--imagery that does not seem to originate within his or her own mind--or
because they diminish rational censoring and editing of such imagery or
stimulate more divergent thinking. At this point, there are no data that would
permit one to choose among these alternatives, and the noise-reduction model
remains the most widely accepted.
The Target. There are several hypotheses that attempt to
account for the superiority of dynamic targets over static targets: Dynamic
targets contain more information, involve both the visual and auditory senses,
evoke richer internal imagery, are more lifelike, have a narrative structure,
and are more emotionally evocative. Several psi researchers have attempted to go
beyond the simple dynamic-static dichotomy to more refined definitions of a good
target. Although these efforts have involved examining both psychological and
physical properties of targets, no definitive conclusions have been reached
yet.
The Receiver . Some receivers are more successful than
others in psi experiments, including ganzfeld experiments. For example, those
who have reported previous psi experiences in real life and meditators and
practitioners of other mental disciplines do better than others in ganzfeld
experiments. It has also often been reported that creative or artistically
gifted persons show high psi ability. Honorton tested this in the autoganzfeld
experiments by recruiting twenty music, drama, and dance students from the
Juilliard School in New York City to serve as receivers. Overall, these students
achieved a hit rate of 50 percent, one of the highest hit rates ever reported
for a single sample in a ganzfeld study. The musicians were particularly
successful: 75 percent of them successfully identified their targets. (Further
details about the Juilliard students and their ganzfeld performance were
reported in Schlitz & Honorton, 1992.)
The superior psi performance of meditators and creative or artistically
gifted individuals may reflect personal differences that parallel some of the
possible effects of the ganzfeld mentioned above: Such individuals may be more
receptive to alien imagery, be better able to transcend rational constraints on
the reception or reporting of information, or be more divergent in their
thinking. It has also been suggested that both artistic and psi abilities might
be rooted in superior right-brain functioning.
And finally, extraverts also tend to do better in psi experiments than
introverts, and this was true in the autoganzfeld experiments as well (Honorton,
Ferrari, & Bem, 1992). Eysenck (1966) reasoned that extraverts should
perform well in psi tasks because they are easily bored and respond favorably to
novel stimuli. In a setting such as the ganzfeld, extraverts may become starved
for stimulation and thus may be highly sensitive to any stimulation, including
weak incoming psi information. In contrast, introverts may be more inclined to
entertain themselves with their own thoughts and thus continue to mask psi
information despite the diminished sensory input. Eysenck also speculated that
psi might be a primitive form of perception antedating cortical developments in
the course of evolution, and, hence, cortical arousal might suppress psi
functioning. Because extraverts have a lower level of cortical arousal than
introverts, they should perform better in psi tasks.
But there are more mundane possibilities. Extraverts might perform better
than introverts simply because they are more relaxed and comfortable in the
social setting of the typical psi experiment. Introverts actually outperformed
extraverts in a study in which participants had no contact with an experimenter
but worked alone at home with materials they received in the mail (Schmidt &
Schlitz, 1989). Current research is directed toward examining extraversion as
well as other personality traits that appear to enhance psi performance.
The Sender. In contrast to this information about the
receiver in psi experiments, virtually nothing is known about the
characteristics of a good sender or about the effects of the sender's
relationship with the receiver. There is some evidence that sender-receiver
pairs who are friends or close relatives do better than unacquainted pairs.
A number of parapsychologists have entertained the more radical hypothesis
that the sender may not even be necessary. In the terminology of parapsychology,
the sender-receiver procedure tests for the existence of telepathy, anomalous
communication between two individuals; however if the receiver is somehow
picking up the information from the target itself, it would be termed
clairvoyance, and the presence of the sender would be irrelevant (except for
possible psychological reasons, such as expecting to do better with a
sender).
There are nonganzfeld studies in the literature that do report significant
evidence for clairvoyance, including a classic card-guessing experiment
conducted by J. B. Rhine and Pratt (1954). At the time of Honorton's death in
1992, there were 12 ganzfeld experiments in which there was no sender. The
overall hit rate in these studies was 29 percent, which, with only 12
experiments, is not significantly higher than the 25 percent expected by chance.
In an attempt to settle the question, investigators at the University of
Edinburgh are currently conducting experiments in which ganzfeld sessions with
and without senders will be systematically compared.
The Physics of Psi. The psychological level of theorizing
discussed above does not, of course, address the conundrum that makes psi
phenomena anomalous in the first place: their presumed incompatibility with our
current conceptual model of physical reality. Parapsychologists differ widely
from one another in their taste for theorizing at this level, but several whose
training lies in physics or engineering have proposed physical (or biophysical)
theories of psi phenomena (an extensive review of theoretical parapsychology was
provided by Stokes, 1987). Only some of these theories would force a radical
revision in our current conception of physical reality.
Those who follow contemporary debates in modern physics, however, will be
aware that several phenomena predicted by quantum theory and confirmed by
experiment are themselves incompatible with our current conceptual model of
physical reality. Of these, it is the 1982 empirical confirmation of Bell's
theorem that has created the most excitement and controversy among philosophers
and the few physicists who are willing to speculate on such matters (Herbert,
1987). In brief, Bell's theorem states that any model of reality that is
compatible with quantum mechanics must be nonlocal: It must allow for the
possibility that the results of observations at two arbitrarily distant
locations can be correlated in ways that are incompatible with any physically
permissible causal mechanism.
Several possible models of reality that incorporate nonlocality have been
proposed by both philosophers and physicists. Some of these models clearly rule
out psi-like information transfer, others permit it, and some actually require
it. Thus, at a grander level of theorizing, some parapsychologists believe that
one of the more radical models of reality compatible with both quantum mechanics
and psi will eventually come to be accepted. If and when that occurs, psi
phenomena would cease to be anomalous.
Continuing Ganzfeld Research
Because of their success, several parapsychology laboratories around the
world continue to conduct ganzfeld experiments, including those at the
University of Amsterdam, the University of Edinburgh, Gothenburg University in
Sweden, and, in the United States, at Cornell University and the Rhine Research
Center in Durham, North Carolina. As critic Hyman himself has written, the
autoganzfeld "experiments have produced intriguing results. IfÉindependent
laboratories can produce similar results with the same relationships and with
the same attention to rigorous methodology, then parapsychology may indeed have
finally captured its elusive quarry" (p. 392).
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